| 10/16/2024 | SP | New Issue: Morgan Stanley prices $500,000 11% callable contingent income notes on American Tower
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| 8/23/2024 | SP | New Issue: RBC prices $570,000 notes linked to 10-stock basket
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| 6/24/2024 | SP | New Issue: RBC prices $514,000 notes linked to 10-stock basket
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| 6/11/2024 | SP | New Issue: RBC prices $4.27 million notes linked to 10-stock basket
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| 4/30/2024 | SP | New Issue: Morgan Stanley prices $2.73 million 12.2% worst of fixed coupon RevCons on stocks
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| 4/25/2024 | SP | New Issue: RBC prices $2.23 million notes linked to basket of 10 stocks
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| 3/7/2024 | SP | New Issue: RBC prices $2 million notes linked to basket of 10 equal stocks
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| 2/9/2024 | SP | New Issue: RBC prices $3.64 million notes linked to basket of 10 equal stocks
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| 1/19/2024 | SP | New Issue: Barclays sells $4.32 million trigger autocallable contingent yield notes on stock
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| 11/21/2023 | SP | New Issue: RBC prices $200,000 autocallable contingent coupon barrier notes with memory on American Tower
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| 10/23/2023 | SP | New Issue: RBC prices $1 million autocallable contingent coupon barrier notes on two stocks
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| 5/17/2023 | SP | Market Commentary: Scotia’s autocalls on REIT basket offer equity-like premium with underlying growth play
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| 5/16/2023 | SP | New Issue: Scotiabank sells $6.47 million Strategic Accelerated Redemption Securities on basket
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| 5/12/2023 | SP | Scotiabank plans to price Strategic Accelerated Redemption Securities on stock basket
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| 4/14/2023 | SP | New Issue: UBS prices $6.38 million trigger autocallable contingent yield notes on American Tower
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| 3/1/2023 | SP | New Issue: HSBC prices $2.87 million 16.5% yield notes linked to Datadog, American Tower
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| 12/5/2022 | SP | New Issue: Scotia sells $6.55 million trigger autocallable contingent yield notes on American Tower
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| 12/20/2021 | SP | New Issue: HSBC sells $1.65 million contingent income barrier autocalls on three stocks
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| 5/20/2021 | SP | New Issue: Credit Suisse sells $550,000 absolute return barrier securities on three stocks
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| 4/9/2021 | SP | New Issue: UBS sells $7.65 million capped buffer gears on basket of 19 stocks
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| 2/15/2021 | SP | New Issue: Citi sells $825,000 autocallable contingent coupon equity notes on three stocks
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| 1/24/2021 | SP | New Issue: UBS sells $1.15 million trigger autocallable contingent yield notes on stocks
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| 1/19/2021 | SP | New Issue: Credit Suisse sells $944,000 contingent coupon autocallable reverse converts on stocks
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| 11/14/2020 | SP | New Issue: UBS prices $3.47 million capped trigger gears on stock basket
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| 11/5/2020 | SP | New Issue: HSBC sells $2.33 million 7.3% airbag autocallable yield notes on American Tower
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| 10/11/2020 | SP | New Issue: UBS prices $3.07 million capped trigger gears on stock basket
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| 9/4/2020 | SP | New Issue: GS Finance sells $2.33 million leveraged basket-linked notes on 21 stocks
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| 8/28/2020 | SP | New Issue: UBS prices $21.97 million trigger gears on basket of telecom stocks
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| 8/25/2020 | SP | New Issue: JPMorgan sells $2.01 million trigger autocallable contingent yield notes on American Tower
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| 8/24/2020 | SP | UBS to price trigger gears linked to 2025 linked to basket of stocks
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| 8/10/2020 | SP | New Issue: UBS prices $2.2 million capped gears linked to stock basket
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| 8/6/2020 | SP | New Issue: Credit Suisse sells $7.1 million contingent coupon autocallable yield notes on two stocks
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| 6/2/2020 | SP | New Issue: UBS prices $6.77 million trigger autocallable contingent yield notes on two stocks
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| 1/20/2020 | SP | New Issue: HSBC prices $7.25 million contingent income barrier autocallables tied to two stocks
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| 2/5/2019 | SP | New Issue: BMO sells $141,000 buffered bullish notes on Ameriprise IRG Conviction stocks
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| 2/5/2019 | SP | New Issue: BMO sells $568,000 buffered bullish notes on Ameriprise IRG Conviction stocks
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| 2/5/2019 | SP | New Issue: BMO sells $712,000 bullish enhanced notes on Ameriprise IRG Conviction stocks
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| 2/5/2019 | SP | New Issue: BMO sells $489,000 bullish enhanced notes on Ameriprise IRG Conviction stocks
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| 1/8/2019 | SP | BMO plans buffered bullish enhanced notes on Ameriprise IRG Conviction List
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| 1/8/2019 | SP | BMO eyes bullish enhanced notes on Ameriprise IRG Conviction stocks
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| 4/30/2018 | SP | New Issue: HSBC sells $348,000 trigger autocallable contingent yield notes tied to American Tower
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| 4/25/2018 | SP | HSBC plans contingent yield trigger autocallables on American Tower
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| 11/29/2017 | SP | New Issue: CIBC sells $240,000 notes on Raymond James Focus on Capital stocks
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| 11/29/2017 | SP | New Issue: CIBC sells $2.48 million notes on Raymond James Focus on Capital stocks
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| 10/13/2015 | SP | New Issue: Barclays prices $172,000 trigger phoenix autocallables linked to American Tower
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| 10/8/2015 | SP | Barclays plans trigger phoenix autocallables linked to American Tower
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| 7/6/2015 | SP | New Issue: UBS prices $661,000 trigger phoenix autocallables on American Tower
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| 6/24/2015 | SP | UBS plans trigger phoenix autocallables linked to American Tower
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| 8/28/2013 | SP | New Issue: Morgan Stanley prices $1.6 million 5.05% airbag autocallable yield notes on American Tower
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| 8/22/2013 | SP | Morgan Stanley plans 4%-5.1% airbag autocallable notes linked to American Tower
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| 7/5/2013 | SP | New Issue: UBS prices $2.22 million trigger phoenix autocallables linked to American Tower
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| 6/28/2013 | SP | UBS plans to price trigger phoenix autocallables on American Tower
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