| 3/5/2018 | SP | New Issue: BMO sells $28,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 3/5/2018 | SP | New Issue: BMO sells $198,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 3/5/2018 | SP | New Issue: BMO sells $88,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 3/5/2018 | SP | New Issue: BMO sells $63,000 bullish enhanced notes on Ameriprise IRG Quality Factor stocks
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| 2/22/2018 | SP | BMO eyes bullish enhanced notes on Ameriprise Quality Factor stocks
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| 2/22/2018 | SP | BMO plans bullish enhanced notes on Ameriprise Quality Factor stocks
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| 2/22/2018 | SP | BMO to sell bullish enhanced notes on Ameriprise Quality Factor stocks
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| 2/22/2018 | SP | BMO to price bullish enhanced notes on Ameriprise Quality Factor stocks
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| 5/4/2017 | SP | Bank of the West plans contingent variable-income CDs on 10 stocks
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| 3/23/2017 | SP | TD Bank amends Cusip for Raymond James Quality Yield Equity notes
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| 3/20/2017 | SP | TD Bank plans notes linked to 23 Raymond James Quality Yield stocks
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| 1/3/2017 | SP | New Issue: RBC prices $3.06 million direct investment notes tied to basket of 40 stocks
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| 9/27/2016 | SP | New Issue: BMO prices $48.26 million notes linked to Raymond James quality yield stock basket
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| 9/12/2016 | SP | Market Commentary: BMO’s notes linked to Raymond James quality yield stock basket offer access to popular sector
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| 9/9/2016 | SP | BMO plans notes linked to Raymond James quality yield stock basket
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| 4/26/2016 | SP | New Issue: Bank of Montreal prices $27.5 million notes linked to Raymond James quality yield stock basket
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| 4/13/2016 | SP | Bank of Montreal plans notes on 24 Raymond James-picked stocks
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| 2/2/2016 | SP | RBC plans bullish barrier enhanced return notes on 10 financial stocks
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| 1/29/2016 | SP | RBC plans bullish barrier enhanced return notes on 10 financial stocks
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| 6/28/2013 | SP | New Issue: Bank of America prices $20.97 million 0% Accelerated Return Notes on three stocks
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| 6/18/2013 | SP | Bank of America to price Accelerated Return Notes linked to financials
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| 6/6/2008 | SP | New Issue: JPMorgan prices $1.55 million 17.7% reverse exchangeables linked to BB&T
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| 5/29/2008 | SP | New Issue: Barclays prices $4 million 9.5% reverse convertibles linked to BB&T
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| 5/9/2008 | SP | Barclays to price 9.5% reverse convertibles linked to BB&T
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| 3/28/2008 | SP | New Issue: Barclays prices $2.5 million 13% reverse convertibles linked to BB&T
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| 3/11/2008 | SP | Barclays to price 13% reverse convertibles linked to BB&T
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| 2/28/2008 | SP | New Issue: Barclays prices $2 million 10.25% reverse convertibles linked to BB BB&T
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| 2/11/2008 | SP | Barclays to price 10.25% reverse convertibles linked to BB&T
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| 1/30/2008 | SP | New Issue: RBC prices $10,000 9% reverse convertibles linked to BB&T
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| 1/9/2008 | SP | RBC plans 9% reverse convertibles linked to BB&T
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| 12/10/2007 | SP | Barclays to price 11.25% reverse convertibles linked to BB&T
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| 11/2/2007 | SP | New Issue: Barclays prices $3 million 12.6% reverse convertibles linked to BB&T
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| 9/26/2007 | SP | New Issue: Barclays prices $3 million 8.6% reverse convertibles linked to BB&T
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