| 6/15/2022 | SP | New Issue: JPMorgan sells $600,000 autocallable contingent interest notes on three stocks
|
| 8/31/2018 | SP | New Issue: Barclays sells $4.56 million trigger autocallable contingent yield notes on Wal-Mart
|
| 8/28/2018 | SP | Barclays to price contingent yield trigger autocalls tied to Wal-Mart
|
| 5/14/2018 | SP | New Issue: JPMorgan prices $500,000 7.7% contingent interest autocalls tied to three stocks
|
| 5/4/2018 | SP | New Issue: HSBC prices $2 million contingent income barrier autocallables linked to stocks
|
| 4/27/2018 | SP | New Issue: UBS prices $545,000 return optimization securities linked to Wal-Mart
|
| 4/18/2018 | SP | JPMorgan plans 7% contingent interest autocallables tied to three stocks
|
| 4/16/2018 | SP | New Issue: Citigroup sells $1.41 million contingent coupon autocallables on Wal-Mart, Costco
|
| 4/10/2018 | SP | New Issue: JPMorgan sells $10 million two-year review notes tied to four stocks
|
| 4/2/2018 | SP | New Issue: JPMorgan sells $1.64 million 13.1% contingent interest autocalls tied to three stocks
|
| 3/16/2018 | SP | Market Commentary: Citi’s contingent coupon autocalls tied to Wal-Mart, Costco to offer short-term income
|
| 3/13/2018 | SP | Citi plans contingent coupon autocallables tied to Wal-Mart, Costco
|
| 3/13/2018 | SP | JPMorgan plans two-year 11.25% contingent interest autocalls on Flowers, Kroger, Wal-Mart
|
| 3/13/2018 | SP | New Issue: Citigroup sells $16.04 million 8% contingent yield trigger autocalls tied to Wal-Mart
|
| 2/14/2018 | SP | New Issue: Citi sells $4.34 million 12% contingent coupon autocalls on Facebook, salesforce
|
| 2/2/2018 | SP | Citi plans 9.5%-10.5% contingent coupon autocallables tied to stocks
|
| 1/17/2018 | SP | New Issue: Deutsche Bank sells $5 million 0% annual review notes linked to stocks
|
| 1/4/2018 | SP | New Issue: Credit Suisse sells $860,000 contingent coupon autocallable yield notes on stocks
|
| 12/18/2017 | SP | New Issue: Morgan Stanley sells $2.26 million 6.1% contingent income autocalls tied to three stocks
|
| 12/13/2017 | SP | New Issue: Morgan Stanley sells $975,000 market-linked notes tied to 18 stocks
|
| 12/13/2017 | SP | New Issue: Morgan Stanley sells $510,000 market-linked notes tied to 18 stocks
|
| 12/4/2017 | SP | Market Commentary: RBC’s $1.37 million gears tied to basket of 29 stocks aim to reweight the Dow Jones Industrial
|
| 11/30/2017 | SP | New Issue: RBC sells $1.37 million buffer gears tied to basket of 29 stocks
|
| 11/30/2017 | SP | New Issue: Citi prices $4.89 million contingent coupon autocallables on Target, Wal-Mart
|
| 11/22/2017 | SP | Citigroup plans contingent coupon autocallables on Target, Wal-Mart
|
| 10/31/2017 | SP | New Issue: Credit Suisse sells $3.16 million contingent coupon autocallable yield notes on stocks
|
| 10/19/2017 | SP | New Issue: RBC sells $400,000 six-year individually capped notes tied to 15 stocks
|
| 10/16/2017 | SP | Bank of the West plans income advantage CDs linked to five stocks
|
| 9/15/2017 | SP | New Issue: RBC sells $188,000 contingent coupon barrier autocallables on Costco, Wal-Mart
|
| 9/1/2017 | SP | RBC plans autocallable contingent coupon barrier notes on two stocks
|
| 7/24/2017 | SP | Goldman Sachs plans seven-year variable-coupon CDs on 10 stocks
|
| 7/24/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2024 on 10 stocks
|
| 7/24/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2022 on 10 stocks
|
| 6/12/2017 | SP | Goldman Sachs Bank USA plans variable coupon CDs linked to 10 stocks
|
| 6/12/2017 | SP | Goldman Sachs plans variable coupon CDs due 2024 linked to 10 stocks
|
| 6/12/2017 | SP | Goldman Sachs plans variable coupon CDs due 2022 linked to 10 stocks
|
| 6/9/2017 | SP | New Issue: Credit Suisse sells $720,000 autocallable reverse convertibles on three retail stocks
|
| 5/22/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2022 on 10 stocks
|
| 5/22/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2024 on 10 stocks
|
| 5/22/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2024 tied to 10 stocks
|
| 4/21/2017 | SP | Goldman Sachs to sell variable-coupon CDs due 2024 linked to 10 stocks
|
| 4/21/2017 | SP | Goldman Sachs plans variable-coupon CDs due 2024 tied to 10 stocks
|
| 4/21/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2024 on 10 stocks
|
| 4/21/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2022 on 10 stocks
|
| 3/31/2017 | SP | New Issue: HSBC prices $1.07 million seven-year income plus notes linked to five stocks
|
| 3/31/2017 | SP | New Issue: HSBC prices $772,000 seven-year income plus notes linked to five stocks
|
| 3/27/2017 | SP | HSBC plans income plus notes on five stocks with 8.25% potential coupon
|
| 3/27/2017 | SP | HSBC plans income plus notes on five stocks with 3.5% potential coupon
|
| 3/15/2017 | SP | New Issue: HSBC sells $511,000 trigger autocallable contingent yield notes on Wal-Mart
|
| 3/8/2017 | SP | HSBC plans trigger autocallable contingent yield notes on Wal-Mart
|
| 3/6/2017 | SP | Goldman Sachs plans to price variable-coupon CDs due 2024 on 10 stocks
|
| 3/6/2017 | SP | Goldman Sachs Bank to price variable-coupon CDs due 2024 on 10 stocks
|
| 3/6/2017 | SP | Goldman Sachs Bank to price variable-coupon CDs due 2022 on 10 stocks
|
| 3/2/2017 | SP | New Issue: Barclays prices $2.51 million 12.5% autocallables tied to three stocks
|
| 3/2/2017 | SP | New Issue: HSBC prices $992,000 seven-year income plus notes linked to five stocks
|
| 2/22/2017 | SP | HSBC plans income plus notes tied to five stocks with 1%-9% coupon
|
| 2/21/2017 | SP | Barclays plans 12.25% autocallable notes linked to three stocks
|
| 2/13/2017 | SP | Goldman Sachs plans variable-coupon CDs due 2022 linked to 10 stocks
|
| 2/13/2017 | SP | Goldman Sachs plans variable-coupon CDs due 2024 linked to 10 stocks
|
| 2/13/2017 | SP | Goldman Sachs to price variable-coupon CDs due 2024 tied to 10 stocks
|
| 1/31/2017 | SP | New Issue: HSBC prices $1.43 million seven-year income plus notes linked to five stocks
|
| 1/10/2017 | SP | Goldman Sachs plans variable-coupon CDs due 2027 linked to 10 stocks
|
| 1/10/2017 | SP | Goldman Sachs plans variable-coupon CDs due 2024 tied to 10 stocks
|
| 1/10/2017 | SP | Goldman Sachs plans variable-coupon CDs due 2024 linked to 10 stocks
|
| 1/10/2017 | SP | Goldman Sachs plans variable-coupon CDs due 2022 linked to 10 stocks
|
| 12/20/2016 | SP | HSBC eyes income plus note on five stocks with 9.25% potential coupon
|
| 12/19/2016 | SP | Goldman Sachs plans variable-coupon CDs due 2026 linked to 10 stocks
|
| 12/19/2016 | SP | Goldman Sachs to price variable-coupon CDs due 2023 tied to 10 stocks
|
| 12/19/2016 | SP | Goldman Sachs plans variable-coupon CDs due 2023 linked to 10 stocks
|
| 12/19/2016 | SP | Goldman Sachs plans variable-coupon CDs due 2021 linked to 10 stocks
|
| 12/16/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 8.75% potential coupon
|
| 12/16/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 7.5% potential coupon
|
| 12/16/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 6.25% potential coupon
|
| 12/16/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 5% potential coupon
|
| 12/16/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 7% potential coupon
|
| 12/16/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 5.75% potential coupon
|
| 12/16/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 4.5% potential coupon
|
| 11/7/2016 | SP | Goldman Sachs to price variable-coupon CDs due 2023 on 10 stocks
|
| 11/7/2016 | SP | Goldman Sachs Bank plans variable-coupon CDs due 2023 on 10 stocks
|
| 11/7/2016 | SP | Goldman Sachs Bank plans variable-coupon CDs due 2026 on 10 stocks
|
| 11/7/2016 | SP | Goldman Sachs Bank plans variable-coupon CDs due 2021 on 10 stocks
|
| 11/7/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 4.25% potential coupon
|
| 11/7/2016 | SP | HSBC plans Income Plus CDs on five stocks with 3.25% potential coupon
|
| 11/7/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 2.25% potential coupon
|
| 11/7/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 5.75% potential coupon
|
| 11/7/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 4.5% potential coupon
|
| 11/7/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 3.25% potential coupon
|
| 11/7/2016 | SP | HSBC plans to price seven-year Rate Builder CDs linked to 10 stocks
|
| 11/7/2016 | SP | HSBC plans to price five-year Rate Builder CDs linked to 10 stocks
|
| 10/12/2016 | SP | Goldman Sachs plans variable coupon CDs due 2021 linked to 10 stocks
|
| 10/12/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 10/12/2016 | SP | Goldman Sachs plans variable coupon CDs due 2026 linked to 10 stocks
|
| 10/12/2016 | SP | Goldman Sachs to price variable coupon CDs due 2023 tied to 10 stocks
|
| 10/10/2016 | SP | HSBC plans to price seven-year Rate Builder CDs linked to 10 stocks
|
| 10/10/2016 | SP | HSBC plans to price five-year Rate Builder CDs linked to 10 stocks
|
| 10/10/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 5% potential coupon
|
| 10/10/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 3.75% potential coupon
|
| 10/10/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 2.5% potential coupon
|
| 10/10/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 4% potential coupon
|
| 10/10/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 3% potential coupon
|
| 10/10/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 2% potential coupon
|
| 9/30/2016 | SP | New Issue: HSBC prices $389,000 income plus notes linked to five stocks
|
| 9/30/2016 | SP | New Issue: HSBC prices $1.41 million income plus notes linked to five stocks
|
| 9/28/2016 | SP | New Issue: Credit Suisse prices $3.65 million contingent coupon autocallables on three stocks
|
| 9/23/2016 | SP | HSBC plans income plus notes on five stocks with 0.5% minimum coupon
|
| 9/23/2016 | SP | HSBC plans income plus notes on five stocks with 1% minimum coupon
|
| 9/21/2016 | SP | Credit Suisse plans contingent coupon autocallables on three stocks
|
| 9/13/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 tied to 10 stocks
|
| 9/13/2016 | SP | Goldman Sachs plans variable coupon CDs due 2026 linked to 10 stocks
|
| 9/13/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 9/13/2016 | SP | Goldman Sachs plans variable coupon CDs due 2021 linked to 10 stocks
|
| 9/12/2016 | SP | HSBC plans to price seven-year Rate Builder CDs linked to 10 stocks
|
| 9/12/2016 | SP | HSBC plans to price five-year Rate Builder CDs linked to 10 stocks
|
| 8/31/2016 | SP | New Issue: HSBC prices $1.7 million seven-year income plus notes tied to five stocks
|
| 8/31/2016 | SP | New Issue: HSBC prices $441,000 seven-year income plus notes tied to five stocks
|
| 8/9/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 8/9/2016 | SP | Goldman Sachs plans variable coupon CDs due 2026 linked to 10 stocks
|
| 8/9/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 8/9/2016 | SP | Goldman Sachs plans to price variable coupon CDs linked to 10 stocks
|
| 8/8/2016 | SP | HSBC plans to price seven-year Rate Builder CDs linked to 10 stocks
|
| 8/8/2016 | SP | HSBC plans to price five-year Rate Builder CDs linked to 10 stocks
|
| 8/4/2016 | SP | HSBC plans income plus notes on five stocks with 0.5% minimum coupon
|
| 8/4/2016 | SP | HSBC plans income plus notes on five stocks with 1% minimum coupon
|
| 8/2/2016 | SP | New Issue: HSBC prices $929,000 seven-year income plus notes tied to five stocks
|
| 8/2/2016 | SP | New Issue: HSBC prices $664,000 seven-year income plus notes tied to five stocks
|
| 7/13/2016 | SP | Market Commentary: HSBC’s notes tied to five stocks with 5.5% potential coupon target conservative income seekers
|
| 7/12/2016 | SP | HSBC plans income plus notes on five stocks with 8% potential coupon
|
| 7/12/2016 | SP | HSBC plans income plus notes on five stocks with 5.5% potential coupon
|
| 7/11/2016 | SP | Goldman Sachs plans to price variable coupon CDs linked to 10 stocks
|
| 7/11/2016 | SP | Goldman Sachs plans variable coupon CDs due 2026 linked to 10 stocks
|
| 7/11/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 7/11/2016 | SP | Goldman Sachs plans variable coupon CDs due 2021 linked to 10 stocks
|
| 7/11/2016 | SP | HSBC plans to price seven-year Rate Builder CDs linked to 10 stocks
|
| 7/11/2016 | SP | HSBC plans to price five-year Rate Builder CDs linked to 10 stocks
|
| 6/13/2016 | SP | HSBC plans to price seven-year Rate Builder CDs linked to 10 stocks
|
| 6/13/2016 | SP | HSBC plans to price five-year Rate Builder CDs linked to 10 stocks
|
| 6/13/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 6.75% potential coupon
|
| 6/13/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 5.5% potential coupon
|
| 6/13/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 4.25% potential coupon
|
| 6/13/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 3% potential coupon
|
| 6/13/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 5% potential coupon
|
| 6/13/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 3.75% potential coupon
|
| 6/13/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 2.5% potential coupon
|
| 6/13/2016 | SP | Goldman Sachs Bank to price variable-coupon CDs due 2021 on 10 stocks
|
| 6/13/2016 | SP | Goldman Sachs Bank plans variable-coupon CDs due 2023 on 10 stocks
|
| 6/13/2016 | SP | Goldman Sachs Bank to price variable-coupon CDs due 2026 on 10 stocks
|
| 6/13/2016 | SP | Goldman Sachs Bank to price variable-coupon CDs due 2023 on 10 stocks
|
| 6/2/2016 | GNSP | BNP to sell buffered return enhanced notes on 15 clean energy stocks
|
| 5/10/2016 | SP | HSBC plans 0.25%-3.5% five-year Rate Builder CDs linked to 10 stocks
|
| 5/10/2016 | SP | HSBC plans 0.3%-5% seven-year Rate Builder CDs linked to 10 stocks
|
| 5/9/2016 | SP | Goldman Sachs plans variable-coupon CDs due 2023 tied to stock basket
|
| 5/9/2016 | SP | Goldman Sachs Bank to price variable-coupon CDs due 2023 on 10 stocks
|
| 5/9/2016 | SP | Goldman Sachs plans variable-coupon CDs due 2023 linked to 10 stocks
|
| 5/9/2016 | SP | Goldman Sachs Bank plans variable-coupon CDs due 2020 on 10 stocks
|
| 5/9/2016 | SP | Goldman Sachs Bank plans variable-coupon CDs due 2026 on 10 stocks
|
| 5/9/2016 | SP | Goldman Sachs Bank plans variable-coupon CDs due 2021 on 10 stocks
|
| 5/9/2016 | SP | HSBC plans seven-year Income Plus CDs on stocks with 1% coupon floor
|
| 5/9/2016 | SP | HSBC plans Income Plus CDs linked to stocks with 0.25% coupon floor
|
| 5/9/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 0.25% minimum coupon
|
| 5/9/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 0.5% minimum coupon
|
| 5/9/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 0.75% minimum coupon
|
| 5/5/2016 | GNSP | BNP plans buffered return enhanced notes on 15 clean energy stocks
|
| 5/5/2016 | GNSP | BNP to sell buffered return enhanced notes on 15 clean energy stocks
|
| 4/11/2016 | SP | Goldman Sachs to price variable coupon CDs linked to stock basket
|
| 4/11/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 4/11/2016 | SP | Goldman Sachs plans variable coupon CDs due 2021 linked to 10 stocks
|
| 4/11/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 8% potential coupon
|
| 4/11/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 6.5% potential coupon
|
| 4/11/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 4% potential coupon
|
| 4/11/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 6% potential coupon
|
| 4/11/2016 | SP | HSBC plans Income Plus CDs tied to stocks with 4.5% potential coupon
|
| 4/4/2016 | SP | New Issue: HSBC prices $1.05 million seven-year income plus notes on five stocks
|
| 4/4/2016 | GNSP | BNP to sell buffered return enhanced notes on clean energy basket
|
| 4/4/2016 | GNSP | BNP plans buffered return enhanced notes on 15 clean energy stocks
|
| 3/10/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 3/10/2016 | SP | Goldman Sachs to price variable coupon CDs tied to 10 stocks
|
| 3/10/2016 | SP | Goldman Sachs plans to price variable coupon CDs linked to 10 stocks
|
| 3/9/2016 | GNSP | Market Commentary: BNP Paribas offers exposure to clean energy with leveraged notes linked to basket of 15 stocks
|
| 3/8/2016 | SP | BNP plans buffered return enhanced notes tied to basket of 15 stocks
|
| 2/26/2016 | SP | HSBC plans income plus notes on five stocks with 6% potential coupon
|
| 2/26/2016 | SP | New Issue: HSBC prices $1.55 million seven-year income plus notes on five stocks
|
| 2/11/2016 | SP | Morgan Stanley to price buffered return notes linked to 30 stocks
|
| 2/9/2016 | SP | Goldman Sachs plans to price variable coupon CDs linked to 10 stocks
|
| 2/9/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 2/9/2016 | SP | Goldman Sachs plans variable coupon CDs due 2021 linked to 10 stocks
|
| 2/1/2016 | SP | HSBC plans income plus notes on stocks with 6.25% potential coupon
|
| 1/29/2016 | SP | New Issue: HSBC prices $890,000 seven-year income plus notes linked to five stocks
|
| 1/14/2016 | SP | Goldman Sachs plans variable coupon CDs due 2023 linked to 10 stocks
|
| 1/14/2016 | SP | Goldman Sachs plans variable coupon CDs due 2021 linked to 10 stocks
|
| 1/13/2016 | SP | HSBC plans income plus notes on five stocks with 7% potential coupon
|
| 12/17/2015 | SP | New Issue: Nomura prices $595,000 9% autocallable notes due 2017 on three stocks
|
| 12/11/2015 | SP | New Issue: JPMorgan prices $1.37 million contingent interest autocallables linked to Disney, Nike, Wal-Mart
|
| 12/10/2015 | SP | New Issue: JPMorgan prices $1.5 million autocallable reverse exchangeables linked to four stocks
|
| 11/25/2015 | SP | Nomura plans notes on worst of McDonald’s, Pfizer, Wal-Mart stocks
|
| 11/24/2015 | SP | JPMorgan plans 9% autocallable reverse exchangeables linked to stocks
|
| 11/12/2015 | SP | JPMorgan plans contingent interest autocallables tied to three stocks
|
| 10/30/2015 | SP | New Issue: Credit Suisse prices $3.17 million trigger phoenix autocallables linked to Wal-Mart
|
| 10/26/2015 | SP | Credit Suisse plans trigger phoenix autocallables linked to Wal-Mart
|
| 5/11/2015 | SP | Wells Fargo plans variable annual interest CDs linked to 10 stocks
|
| 3/9/2015 | SP | Wells Fargo plans variable annual interest CDs linked to 10 stocks
|
| 7/30/2013 | SP | New Issue: HSBC prices $1.65 million income plus notes on five stocks with 0.5% coupon floor
|
| 7/30/2013 | SP | New Issue: HSBC prices $366,000 income plus notes on five stocks with 1% coupon floor
|
| 6/5/2013 | SP | HSBC plans income plus notes on stock basket with 0.5% minimum coupon
|
| 6/5/2013 | SP | HSBC plans income plus notes on stock basket with 1% minimum coupon
|
| 6/4/2013 | SP | HSBC plans income plus notes on stock basket with 0.5% minimum coupon
|
| 6/4/2013 | SP | HSBC plans income plus notes on stock basket with 1% minimum coupon
|
| 4/26/2013 | SP | New Issue: HSBC prices $723,000 income plus notes on five stocks with 1% minimum coupon
|
| 4/26/2013 | SP | New Issue: HSBC prices $1.14 million income plus notes on five stocks with 0.5% minimum coupon
|
| 4/2/2013 | SP | HSBC plans income notes due 2020 on stocks with 0.5% minimum coupon
|
| 4/2/2013 | SP | HSBC plans income plus notes due 2020 on stocks with 1% minimum coupon
|
| 1/4/2013 | SP | HSBC plans income plus notes on five stocks with 0.5% minimum coupon
|
| 1/4/2013 | SP | HSBC plans income plus notes on five stocks with 1% minimum coupon
|
| 2/26/2009 | SP | New Issue: RBC prices $0.292 million 10% reverse convertibles linked to Wal-Mart
|
| 2/26/2009 | SP | New Issue: ABN Amro prices $0.25 million 10% reverse convertibles linked to Wal-Mart
|
| 2/18/2009 | SP | RBC to price 10% reverse convertibles linked to Wal-Mart
|
| 2/13/2009 | SP | New Issue: RBC prices $0.739 million 11% reverse convertibles linked to Wal-Mart
|
| 2/11/2009 | SP | ABN Amro to price 10% reverse exchangeables linked to Wal-Mart
|
| 2/3/2009 | SP | RBC to price 11% reverse convertibles linked to Wal-Mart
|
| 1/29/2009 | SP | New Issue: RBC prices $0.15 million 11% reverse convertibles linked to Wal-Mart
|
| 1/21/2009 | SP | RBC to price 11% RevCons linked to Wal-Mart
|
| 1/7/2009 | SP | ABN Amro to price 9.4% reverse exchangeables linked to Wal-Mart
|
| 12/31/2008 | SP | New Issue: ABN Amro sells $300,000 10.5% Knock-in Reverse Exchangeables linked to Wal-Mart
|
| 12/31/2008 | SP | New Issue: Morgan Stanley prices $2.6 million 8% reverse convertibles linked to Wal-Mart for Eksportfinans
|
| 12/8/2008 | SP | New Issue: RBC prices $0.788 million 15% reverse convertibles linked to Wal-Mart
|
| 12/2/2008 | SP | RBC plans 15% reverse convertibles linked to Wal-Mart
|
| 11/26/2008 | SP | New Issue: ABN Amro prices $0.25 million 14% reverse convertibles linked to Wal-Mart
|
| 11/26/2008 | SP | New Issue: JPMorgan prices $15,000 11.5% reverse exchangeables linked to Wal-Mart
|
| 11/25/2008 | SP | New Issue: UBS prices $951,872 19.15% yield optimization notes linked to Wal-Mart
|
| 11/18/2008 | SP | New Issue: RBC prices $133,000 10% reverse convertibles linked to Wal-Mart
|
| 11/18/2008 | SP | JPMorgan to price 10% reverse exchangeables linked to Wal-Mart
|
| 11/12/2008 | SP | ABN Amro to price 14% reverse exchangeables linked to Wal-Mart
|
| 11/12/2008 | SP | RBC plans 10% reverse convertibles linked to Wal-Mart
|
| 11/10/2008 | SP | New Issue: RBC sells $2.09 million 17% reverse convertibles linked to Wal-Mart
|
| 11/5/2008 | SP | UBS to price 9.75%-13.75% yield optimization notes linked to Wal-Mart
|
| 11/5/2008 | SP | New Issue: ABN Amro prices $0.5 million 14% reverse convertibles linked to Wal-Mart
|
| 11/3/2008 | SP | RBC plans 17% reverse convertibles linked to Wal-Mart
|
| 10/30/2008 | SP | New Issue: ABN Amro prices $0.1 million 13.1% reverse convertibles linked to Wal-Mart
|
| 10/15/2008 | SP | ABN Amro to price 13.1% reverse exchangeables linked to Wal-Mart
|
| 10/15/2008 | SP | JPMorgan to price 9% reverse exchangeables linked to Wal-Mart
|
| 9/25/2008 | SP | ABN Amro plans 10% knock-in notes linked to Wal-Mart
|
| 7/1/2008 | SP | Citigroup to price Equity Lasers linked to Wal-Mart
|
| 12/20/2007 | SP | New Issue: HSBC prices $1 million of 11.05% reverse convertibles linked to Wal-Mart
|
| 12/19/2007 | SP | New Issue: ABN Amro prices $2 million 11.4% knock-in notes linked to Wal-Mart
|
| 12/10/2007 | SP | Morgan Stanley to price 8%-10% reverse convertibles linked to Wal-Mart for Eksportfinans
|
| 12/6/2007 | SP | ABN Amro plans 10.5% Knock-in Reverse Exchangeables linked to Wal-Mart
|
| 11/28/2007 | SP | New Issue: ABN Amro prices $2 million 10.25% reverse convertibles linked to Wal-Mart
|
| 11/19/2007 | SP | New Issue: ABN Amro prices $0.5 million 12.25% reverse convertibles linked to Wal-Mart
|
| 11/15/2007 | SP | ABN Amro plans 10.25% knock-in notes linked to Wal-Mart
|
| 10/30/2007 | SP | New Issue: Barclays prices $2.5 million 9% reverse convertibles linked to Wal-Mart
|
| 10/11/2007 | SP | New Issue: Barclays prices $1.5 million 10.9% reverse convertibles linked to Wal-Mart
|
| 10/10/2007 | SP | Barclays to price 9% reverse convertibles linked to Wal-Mart
|
| 10/2/2007 | SP | New Issue: ABN Amro prices $800,000 8% reverse convertibles linked to Wal-Mart
|
| 8/20/2007 | SP | Barclays to price 10% reverse convertibles linked to Wal-Mart
|
| 8/10/2007 | SP | New Issue: Barclays prices $2.5 million 10% reverse convertibles linked to Wal-Mart
|
| 8/3/2007 | SP | Rabobank to price 9.3% knock-in reverse convertibles linked to Wal-Mart
|
| 4/20/2007 | SP | New Issue: Barclays prices $2 million 8.15% reverse convertibles linked to Wal-Mart
|
| 4/3/2007 | SP | Rabo to price 8% knock-in reverse convertibles linked to Wal-Mart via LaSalle
|
